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March 17, 2020

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The FCA process

The penalties – a live example (or, how to wipe out the entire value of your share sale!)

In our article dated 7 January we highlighted details of the first case brought by the FCA in respect of article 19(1) of the Market Abuse Regulation. 

Full details o...

PDMR at Braemar Shipping Services plc (Braemar) receives £45,000 penalty.

Article 19(1) of MAR requires persons discharging managerial responsibilities (PDMRs) within an issuer and persons closely associated with them (PCAs) to notify the issuer and the FCA of transacti...

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