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ESMA reports on EU-wide MAR compliance

Criminal sanctions and other administrative measures ESMA has issued a brief report providing information on criminal sanctions and other administrative measures actioned under MAR. This covers all aspects of MAR, not just those relating to insider lists. MAR 33 requires that each EU National Competent Authority must provide an annual report to ESMA setting out (in aggregate form) the administrative measures and sanctions that have been issued in the previous calendar year. This includes details in aggregate of sanctions and administrative measures dealing with the prohibition of insider dealing; the maintenance of insider lists and the disclosure of managers’ transactions. Although ESMA iss

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