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FCA clarification on Closed Periods

The FCA have published clarification on Closed Periods and Preliminary Results under MAR. Please see the link to the FCA for your information.

Market Abuse Regulation Insider Lists - Technical Briefing updated

Updated technical briefing following the FCA response to the consultation paper. Introduction UK listed companies have been required to maintain a record of individuals in possession of inside information for a number of years. These rules are being extended through the introduction of the Market Abuse Regulation (“MAR”) by the European Union. Although MAR came into force in July 2014, the majority of MAR’s provisions will apply to companies listed on the main market from 3 July 2016. For SME growth markets, it was anticipated that MAR would apply in a reduced form from 3 January 2017 however, in a recent ‘Inside AIM’ article, the London Stock Exchange have confirmed that MAR will apply with

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