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Market Abuse Regulations Insider Lists - Technical Briefing

INTRODUCTION UK listed companies have been required to maintain a record of individuals in possession of inside information for a number of years. These rules are being extended through the introduction of the Market Abuse Regulation (“MAR”) by the European Union. Although MAR came into force in July 2014, the majority of MAR’s provisions will apply to companies listed on the main market from 3 July 2016. They will apply (with some relaxations) to “SME Markets” (such as AIM) from 3 January 2017. On 28 September 2015, the European Securities and Markets Authority (“ESMA”) published the draft technical standards which provide further information on the required content and format of records to

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