INSIDER LIST

MANAGEMENT

SOFTWARE

Supporting companies with their insider lists to ensure they comply with Market Abuse Regulation (MAR)

ABOUT

IMTRACK

IMTrack has been developed by Howells as a web-enabled solution for insider list management and is fully compliant with the Market Abuse Regulation (MAR).

 

list management

EASE OF ACCESS

CLOSE ASSOCIATES

Training

protection & audit

AdvisorModule

email management

reporting

security

INSIDER LIST MANAGEMENT: BACKGROUND

In October 2011, the European Commission published proposals for a regulation on insider dealing, market manipulation and the improper disclosure of inside information. The resulting Market Abuse Regulation (MAR) was adopted and published in its final form in June 2014.

 

MAR updates the market abuse framework formerly established as a result of the EU Market Abuse Directive (MAD) and came into effect on 3 July 2016. As an EU Regulation, MAR is directly applicable in each EU country without the need for any domestic implementing legislation.

IMTrack, the specialist insider list management service from Howells Associates, provides everything you need to be confident that you comply with EU Regulation and ensures that you can handle your sensitive admin safely and securely. With IMTrack you get:

 

  • - Peace of mind that you’ve complied with current insider list management best practice and MAR

  • - Worldwide access, with all your operations covered by one simple service

  • - Access to consent to deal functionality

 

On 3 October 2019, ESMA published a consultation paper (ESMA70-156-1459) on the Market Abuse Regulation (596/2014).

ESMA has been requested to provide technical advice to the European Commission regarding the provisions of MAR and their application in the...

Insider trading has been in the news recently. The conviction and sentencing of a former UBS compliance officer and the family friend and experienced day trader of financial securities to whom she passed information has been widely reported.

https://www.fca.org.uk/news/...

Whilst most commentators have concentrated on how the insider list rules contained in the Market Abuse Regulations have been taken up by large quoted companies, the fact is that small and mid-cap companies make up the vast majority of quoted companies in the UK (about...

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