INSIDER LIST

MANAGEMENT

SOFTWARE

Supporting companies with their insider lists to ensure they comply with Market Abuse Regulation (MAR)

ABOUT

IMTRACK

IMTrack has been developed by Howells as a web-enabled solution for insider list management and is fully compliant with the Market Abuse Regulation (MAR).

 

list management

EASE OF ACCESS

CLOSE ASSOCIATES

Training

protection & audit

AdvisorModule

email management

reporting

security

INSIDER LIST MANAGEMENT: BACKGROUND

In October 2011, the European Commission published proposals for a regulation on insider dealing, market manipulation and the improper disclosure of inside information. The resulting Market Abuse Regulation (MAR) was adopted and published in its final form in June 2014.

 

MAR updates the market abuse framework formerly established as a result of the EU Market Abuse Directive (MAD) and came into effect on 3 July 2016. As an EU Regulation, MAR is directly applicable in each EU country without the need for any domestic implementing legislation.

IMTrack, the specialist insider list management service from Howells Associates, provides everything you need to be confident that you comply with EU Regulation and ensures that you can handle your sensitive admin safely and securely. With IMTrack you get:

 

  • - Peace of mind that you’ve complied with current insider list management best practice and MAR

  • - Worldwide access, with all your operations covered by one simple service

  • - Access to consent to deal functionality

 

We would like to reassure you that Howells are prepared for potential business disruption as a result of Covid-19.

As part of our ISO 27001 accreditation, we are required to operate a Disaster Recovery plan for both major and minor incidents. We review and test this pro...

The FCA process

The penalties – a live example (or, how to wipe out the entire value of your share sale!)

In our article dated 7 January we highlighted details of the first case brought by the FCA in respect of article 19(1) of the Market Abuse Regulation. 

Full details o...

PDMR at Braemar Shipping Services plc (Braemar) receives £45,000 penalty.

Article 19(1) of MAR requires persons discharging managerial responsibilities (PDMRs) within an issuer and persons closely associated with them (PCAs) to notify the issuer and the FCA of transacti...

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